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Weekly Reports

Updates for the week ending January 26, 2007

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Policies and Instruments

 

  • CSA Revised Staff Notice 13-315 - Securities Regulatory Authority Closed Dates 2007*

    This CSA staff notice advises issuers that will be using the mutual reliance review system of the dates the Commissions in jurisdictions across Canada are closed. The notice also summarizes the procedures described in section 7.8 of NP 43-201 relating to closed dates.

  • BC Notice 2007/03 - Publication for comment summary of egX Canada Inc.'s Application for Recognition as an Exchange and Related Documents

    This BC Notice advises that egX Canada Inc. has applied for recognition as an exchange and requests comment on a proposed recognition order, a summary of egX's application, and proposed guidance to the recognition order.

 

 

News and Events

 

  • News Release 2007/08 - BC and Alberta securities regulators issue warning after reports of a suspicious investment scheme operating in the two provinces

 

 

Decisions, Settlements, Hearings, and Temporary Orders

 

 

Cease Trade Orders and Revocations


Search for cease trade orders and revocations using  Canadian Securities Administrators National CTO database New window

 

 

Exemptions and MRRS Orders