Weekly Reports
Updates for the week ending October 19, 2007
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BC Instrument 32-506 - Exemption from compensation or contingency trust fund
BCI 32-506 exempts certain dealers from the requirement to participate in and contribute to a compensation fund or contingency trust fund, subject to certain conditions.
News and Events
- News Release 2007/72 - Media Invited to BCSC Executive Director's Victoria Speech
- News Release 2007/73 - Former Berkshire Investment Group salesperson Ian Thow committed fraud
- Capital Ideas 2007 (link no longer operational) - Come hear international and Canadian experts discuss how to improve regulatory and criminal enforcement of securities laws. Don’t miss out on this rare opportunity to discuss what works and what doesn't and how new approaches can enhance securities law enforcement in Canada. This is an essential dialogue for all market participants. Join the people who are making a difference in securities enforcement at home and abroad for this important discussion about one of the hottest topics in securities law today.
October 31, 2007 - Four Seasons Hotel, Vancouver, BC. Find out more, register now. (link no longer operational)
Decisions, Settlements, Hearings, and Temporary Orders
- Hypo Alpe-Adria-Bank (Lichtenstein) AG - Reasons
- Edward Bernard Johnson - Decision
- Lawrence Michael Schlosser - Hearing notice - hearing dates
- Ian Gregory Thow, et al. - Findings
- Henry Jung, et al. - Reasons
Cease Trade Orders and Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database 
- Cloudbreak Resources Ltd. - Revocation Order
- Quizam Media Corporation - Revocation Order
- China Dragon Fund Ltd. - Revocation Order
- Affinor Resources Inc. - Cease Trade Order
- Polar Resources Corporation - Cease Trade Order
- TVI Pacific Inc. - Cease Trade Order
- Elite FX Limited Partnership - Cease Trade Order
- Horizon FX Limited Partnership - Cease Trade Order
- Nugget Resources Inc. - Revocation Order
- Tajac Capital Inc. - Revocation Order
- Polar Resources Corporation - Revocation Order
- Golden Claw Ventures, Inc. - Cease Trade Order
- ST Systems Corp. - Revocation Order
Exemptions and MRRS Orders
No new documents this week