Weekly Reports
Updates for the week ending August 1, 2008
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Policies and Instruments
- BCN 2008/37 - Notice of BCSC Non-Objection to Proposed Amendments to section 24.3 of MFDA By-law No. 1 - Applications in Exceptional Circumstances
The BCSC and other recognizing regulators have approved or not objected to the MFDA's proposal to amend section 24.3 of By-law No. 1. The MFDA's proposal will expand the circumstances in which the MFDA can bring applications against Members and Approved Persons who have acted inappropriately.
News and Events
- No new documents
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Adis Golic, et al. - Hearing notice - adjournment
- George Schwartz - Decision
Cease Trade Orders and Revocations
(Failure to File)- Neodym Technologies Inc. - Revocation Order
- Algorithm Media Inc. - Revocation Order
- Chet Idziszek, Ian Brown, James G. Stewart, Nell Dragovan, Derek Bartlett, Robert Brennan, Norman Haimila, Robert Sibthorpe, Douglas Turnbull, David Mallo and Oromin Explorations Ltd. - Revocation Order
- Modatech Systems Inc. - Revocation Order
- Bighorn Petroleum Ltd. - Revocation Order
- IGW Real Estate Investment Trust - Cease Trade Order
Exemptions and MRRS Orders
- Nomura Asset Management U.S.A. Inc. - Decision