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Weekly Reports

Updates for the week ending February 29, 2008

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Policies and Instruments

  • BC Notice 2008/10 - Publication for Comment of Proposed Repeal and Replacement of National Instrument 45-106 Prospectus and Registration Exemptions
    Form 45-106F1, Form 45-106F2, Form 45-106F3, Form 45-106F4 and Form 45-106F5 and Companion Policy 45-106CP Publication for Comment of Proposed Amendments to National Instrument 45-102 Resale of Securities, Form 45-102F1 and Companion Policy 45-102CP Resale of Securities

    The Commission, together with other members of the CSA, is seeking comment on a number of amendments to National Instrument 45-106 Prospectus and Registration Exemptions, its related forms, and companion policy.  If adopted, these would replace the current versions of NI 45-106, its related forms, and companion policy.

    The CSA is also publishing proposed amendments to National Instrument 45-102 Resale of Securities, its related form, and companion policy for comment.

    The CSA notice describes what the Commission and the rest of the CSA are proposing.

  • BC Notice 2008/11 - Request for Comment on proposed National Instrument 31-103 Registration Requirements, proposed Companion Policy 31-103 Registration Requirements, proposed BC Instrument 33-5** Registration Requirements, and proposed consequential amendments to local and national instruments.

    This notice announces the publication of a revised draft National Instrument 31-103 and related documents (the proposed rule).  The proposed rule will create streamlined, harmonized, and modernized national registration requirements for all Canadian registrants. It is the foundation for moving to a successful passport system for registration. The CSA first sought comments on these documents in February 2007. The CSA will consider all comments received by May 29, 2008.

News and Events

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders and Revocations

Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database New window 

Exemptions and MRRS Orders