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Weekly Reports

Updates for the week ending March 28, 2008

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies and Instruments

  • BCN 2008/19 - Advance Notice of Adoption - Housekeeping Amendments to National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI) and Forms 55-102F1 Insider Profile, 55-102F2 Insider Report, 55-102F3 Issuer Profile Supplement, and 55-102F6 Insider Report

    This notice gives advance notice of the adoption of housekeeping amendments to NI 55-102 and related forms. The amendments complement the recent changes made to the SEDI filing system to improve and streamline the insider report filing process. The amendment will come into effect on June 13, 2008.

  • BCN 2008/20 - Proposed National Policy 12-203 Cease Trade Orders for Continuous Disclosure Defaults

    This policy provides guidance on how CSA will generally respond to certain types of continuous disclosure defaults. The policy describes the criteria the CSA regulators will apply when assessing whether to issue a general CTO or an MCTO, what an issuer needs to include in its application for an MCTO, and what information an issuer must file during the period of an MCTO to support informed trading. The policy will replace CSA Staff Notice 57-301 - Failing to File Financial Statements on Time - Management Cease Trade Orders.

    CSA members are publishing the policy for a 60-day comment period to expire on May 27, 2008.

News and Events

  • News Release 2008/25 - BCSC Executive Director's Bulletin: Securities regulator issues notice of hearing to extend the temporary order against B.C. man facing U.S. grand jury indictments

  • News Release 2008/26 - Canadian regulators issue guidance regarding cease trade orders [CSA]

  • News Release 2008/27 - Securities regulators and credit union educator launch course to fight fraud

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders and Revocations

Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database New window 

Exemptions and MRRS Orders