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Weekly Reports

Updates for the week ending April 2, 2010

Policies and Instruments

  • BCN 2010/12 - Appointments to Securities Law Advisory Committee

This notice announces the appointment of two new members and re-appointment of one existing member of the Securities Law Advisory Committee for a term of three years starting April 1, 2010.

  • BCN 2010/13 - Appointments to Securities Policy Advisory Committee

This notice announces the appointment of three new members and re-appointment of two existing members of the Securities Policy Advisory Committee for a term of three years starting April 1, 2010.

News and Events

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders