Skip Navigation

Weekly Reports

Updates for the week ending February 26, 2010

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

 

Policies and Instruments

 

  • CSA Staff Notice 31-315 - Omnibus / blanket orders exempting registrants from certain provisions of National Instrument 31-103 - Registration Requirements and Exemptions

    This CSA notice announces the approval of a number of omnibus/blanket orders to address a number of unanticipated issues related to the introduction of National Instrument 31-103 - Registration Requirements and Exemptions that need to be addressed immediately.  The orders become effective on February 26, 2010. Copies of the specific orders are available on the BCSC website.

  • BCN 2010/08 - Adoption of BC Instrument 32-513 Registration exemption for trades in connection with certain prospectus-exempt distributions and its companion policy.

    This notice announces the adoption of BC Instrument 32-513 and its companion policy. The instrument provides an exemption from the dealer registration requirement when trading in securities in connection with certain prospectus exemptions. The order is effective March 27, 2010.

 

News and Events

 

  • No new documents

 

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

 

 

Cease Trade Orders and Revocations

 (Failure to File)

 

 

Exemption Orders