Weekly Reports
Updates for the week ending November 12, 2010
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Policies and Instruments
- BCN2010/38 - Notice of Amendments to National Policy 41-201 Income Trusts and Other Indirect Offerings
This notice announces the expected adoption, effective January 1, 2011, of amendments to National Policy 41-201 Income Trusts and Other Indirect Offerings. The purpose of the amendments is to accommodate the changeover to International Financial Reporting Standards in Canada. The NP 41-201 provides guidance on disclosing measures of cash available for distribution of income trusts and other indirect offering structures. - 52-306 [CSA Staff Notice] - Non-GAAP Financial Measures and Additional GAAP Measures
This notice is revised and republished to reflect the changeover to International Financial Reporting Standards in Canada. It provides guidance to an issuer who discloses financial measures other than those required by the accounting principles the issuer uses to prepare its financial statements.
News and Events
- News release 2010/72 - BCSC Executive Director’s Bulletin: Securities regulator alleges illegal phone room activity, illegal distributions, and misrepresentations
- News release 2010/73 - Eight Canadian securities commissions sign regulatory cooperation arrangement with China’s insurance regulator [CSA]
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)7- Royal Crown Ventures Group Ltd. and Thomas Joseph Sears - Notice of Hearing
- Parvin Kaur Dhudwal, Amrik Singh Bahd, Kulbir Singh Uppal also known as Kelly Uppal, Gurpreet Kaur Jhutty, and Paul Uppal Parvin Kaur Dhudwal, Amrik Singh Bahd, Kulbir Singh Uppal - Notice of Discontinuance
- Parvin Kaur Dhudwal, Amrik Singh Bahd, Kulbir Singh Uppal also known as Kelly Uppal, Gurpreet Kaur Jhutty, and Paul Uppal - Order and Settlement Agreement
Cease Trade Orders and Revocations
(Failure to File)- Calais Resources Inc. - Partial Revocation Order
- Real Time Measurments Inc. - Partial Revocation Order
- Mahalo Energy Ltd. - Revocation Order
Exemption Orders
- Matrix Fund Management - Decision
- San Anton Resource Corporation - Decision
- Terrane Metals Corp. et. al. - Decision