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Weekly Reports

Updates for the week ending October 15, 2010

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Policies and Instruments

  • BC Notice 2010/35 - Resignations and Replacements for Securities Policy Advisory Committee

This notice announces the resignation of two members of the Securities Policy Advisory Committee and the appointment of two new members to fill the remainder of their terms, which expire on March 31, 2013.

  • BC Notice 2010/36 - Notice and Request for Comment - Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Companion Policy 31-103CP Registration Requirements and Exemptions and Form 31-103F2 Submission to the Jurisdiction and Appointment of Agent for Service

This notice publishes for comment proposed amendments to National Instrument 31-103 Registration Requirements and Exemptions, its companion policy and certain related forms. The proposed amendments relate to the registration of international and certain domestic investment fund managers. The comment period ends on January 13, 2011.

  • BC Notice 2010/37 - Advance Notice of Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, its Forms, Companion Policy and Related Consequential Amendments

This BC Notice announces the expected adoption, effective December 30, 2010, of amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities, its related forms and companion policy. The purposes of the amendments are to clarify disclosure practices, codify existing staff guidance, and to respond the changeover to International Financial Reporting Standards.

  • CSA Staff Notice 52-327 - Certification Compliance Update

    This notice summarizes the results of the follow-up review conducted this year to evaluate compliance with the provisions of NI 52-109 Certification of Disclosure in Issuers Annual and Interim Filings, and to raise awareness and educate issuers on their certification disclosure obligations when restating annual financial statements to correct accounting errors and with regard to the impact of International Financial Reporting Standards.

News and Events

  • News Release 2010/61 - BCSC panel sanctions three former directors who committed fraud
  • News Release 2010/62 - More than half of Canadian investors feel they will have enough money for retirement
  • News Release 2010/63 - Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure
  • News Release 2010/64 - Canadian Securities Regulators Observe Moderate Improvement in Issuers’ Certification Requirements

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders