Weekly Reports
Updates for the week ending April 29, 2011
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN 2011/09 - Notice and Request for Comment - Proposed Amendments to National Policy 11-201 Electronic Delivery of Documents
This notice publishes for comment proposed amendments to National Policy 11-201 Electronic Delivery of Documents (previously titled Delivery of Documents by Electronic Means). The comment period ends on June 29, 2011.
News and Events
- News release 2011/33 - Commission confirms MFDA panel ruling on mutual fund salesperson
- News release 2011/34 - Canadian securities regulators propose enhanced policy concerning electronic delivery of documents
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)
- Mutual Fund Dealers Association of Canada, Tony Tung-Yuan Lin - Decision
- Golden Capital Securities Ltd. and Investment Industry Regulatory Organization of Canada - Decision
- VerifySmart Corp., Verified Transactions Corp., Daniel Scammell and Casper de Beer - Ruling
Cease Trade Orders and Revocations
(Failure to File)
- Rotoblock Corporation - Cease Trade Order
Exemption Orders
- No new documents