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Weekly Reports

Updates for the week ending May 6, 2011

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Policies and Instruments

This CSA notice identifies sections of national and multilateral instruments affected by local amendments. The text of rule consolidations on the websites of CSA members will now be updated, as necessary, to reflect these local amendments.

  • CSA Staff Notice 24-305 - Frequently Asked Questions About National Instrument 24-101 Institutional Trade Matching and Settlement and Related Companion Policy

This CSA notice provides answers to frequently asked questions (FAQs) regarding National Instrument 24-101 Institutional Trade Matching and Settlement and its related Companion Policy and forms. 

News and Events

Decisions, Settlements, Hearings, and Temporary Orders

(Enforcement)

Cease Trade Orders and Revocations

(Failure to File)

Exemption Orders