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Weekly Reports

Updates for the week ending April 13, 2012

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Policies and Instruments

 

  • BCN 2012/08 - Notice of Adoption of National Instrument 25-101 Designated Rating Organizations

    This notice announces, effective April 20, 2012, the adoption of National Instrument 25-101 Designated Rating Organizations and related amendments.

  • CSA Staff Notice 11-316 - Notice of Local Amendments - British Columbia

This CSA notice announces, in order to reflect the local amendments and adoption of a new Form 45-106F6 British Columbia Report of Exempt Distribution in British Columbia, other CSA members will update the text of consolidated National Instrument 45-106 Prospectus and Registration Exemptions on their websites.

  • CSA Consultation Paper 91-405 - Derivatives: End-User Exemption

    The CSA is publishing this paper to obtain public comment on its recommendations about exemptions from specific regulatory requirements. The comment period expires June 15, 2012.

  • MFDA - Notice of BCSC Non-Objection to Proposed Public Interest Amendments to MFDA Rule 3.3.2 (Segregation of Client Property – Cash)

    This Notice announces that the BCSC has not objected to proposed public interest amendments to the MFDA's Rule 3.3.2 (Segregation of Client Property - Cash).

 

News and Events

 

 

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

 

  • No new documents

 

Cease Trade Orders and Revocations

 (Failure to File)

 

 

Exemption Orders

 

  • No new documents