Weekly Reports
Updates for the week ending April 27, 2012
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Policies and Instruments
- CSA Staff Notice 45-308 - Guidance for preparing and filing reports of exempt distribution under National Instrument 45-106 Prospectus and Registration Exemptions
This CSA notice identifies issues and provides guidance for preparing and filing Form 45-106F1 Report of Exempt Distribution.
- Multilateral CSA Staff Notice - Guidance for preparing and filing an offering memorandum under National Instrument 45-106 Prospectus and Registration Exemptions
This CSA notice summarizes common deficiencies and provides guidance for preparing and filing Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers.
News and Events
- News release 2012/35 - BCSC Executive Director’s Bulletin: Securities regulator alleges that CEO and directors of company failed to make immediate disclosure
- News release 2012/36 - CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions [CSA]
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Canaco Resources Inc., Andrew Lee Smith, Randy Smallwood, David Parsons, and Brian Lock - Notice of Hearing
- Jo Ann Nuttall - Variation Order
Cease Trade Orders and Revocations
(Failure to File)- LMS Medical Systems Inc. - Revocation Order
- Argosy Minerals Limited - Cease Trade Order
Exemption Orders
- Teck Resources Limited - Decision