Weekly Reports
Updates for the week ending August 3, 2012
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Policies and Instruments
- MI 51-105 - Adoption of Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
Effective July 31, 2012, the Commission and other Canadian Securities Administrators, except Ontario, are adopting Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets, its companion policy, and consequential amendments.
Effective July 31, 2012, the Commission is repealing BC Instrument 51-509 Issuers Quoted in the U.S. Over-the-Counter Markets (BCI 51-501), its companion policy, and the Executive Director is rescinding the forms relating to BCI 51-509. - BCN 2012/18 - Adoption of BC Instrument 51-511 Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets
This notice announces that the Commission is adopting BC Instrument 51-511 Exemptions from Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets. The order is effective July 31, 2012.
News and Events
- News release 2012/64 - BCSC Executive Director’s Bulletin: Securities regulator issues notice of hearing alleging life insurance agent committed fraud
- News release 2012/65 - BCSC Executive Director’s Bulletin: Securities regulator issues notice of hearing alleging that two men facilitated the secret promotion of securities
- News release 2012/66 - BCSC Executive Director’s Bulletin: Securities regulator alleges $7 million market manipulation against five B.C. residents in notice of hearing and temporary order
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Lynne Rae Nickford a.k.a Lynne Rae Zlotnik d.b.a. Lynne Zlotnik Wealth Management - Notice of Hearing
- Colin Robert Hugh McCabe and Erwin Thomas Speckert - Notice of Hearing
- Thalbinder Singh Poonian, Shailu Sharon Poonian, Robert Joseph Leyk, Manjit Singh Sihota and Perminder Sihota - Temporary Order and Notice of Hearing
Cease Trade Orders and Revocations
(Failure to File)- Quest Water Global Inc. - Halt Trade Order
- NX Phase Capital Inc. - Revocation Order