Weekly Reports
Updates for the week ending August 31, 2012
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Multilateral Staff Notice 46-306 - Canadian Securities Administrators' Staff Notice 46-306 Third Update on Principal Protected Notes
This notice provides an update on the Canadian Securities Administrators' consideration of principal protected notes. - BCN2012/20 - Notice and Request for Comment – Proposed Changes to Conditions of Registration – Investment Dealers with A BC Office that Trade in the U.S. Over – the – Counter Markets and Imposition of an Order of the Executive Director
Proposed amendments to the conditions of registration include changes to reporting requirements and to guidance about risk indicators. The comment period is open until October 30, 2012
News and Events
- News release 2012/74 - B.C. Securities Commission’s Criminal Investigations Team and Saanich Police arrest two men in Greater Victoria area
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Armadillo Energy Inc., 0894563 B.C. Ltd, Darwin James Hajime Okano, Richard Gozdek and Mohammed Soolaman - Amended Notice of Hearing
Cease Trade Orders and Revocations
(Failure to File)- No new documents
Exemption Orders
- PetroMagdalena Energy Corp. - Decision