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Weekly Reports

Updates for the week ending November 9, 2012

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Policies and Instruments

  • CSA Staff Consultation Paper 21-401 - Real-Time Market Data Fees

    The CSA is publishing this paper to discuss issues related to the cost of real-time market data and seek stakeholder input on options proposed to address these issues. The comment period expires February 8, 2013.

News and Events

  • News release 2012/94 - Canadian Securities Regulators seek comment on the regulation of Market Data Fees
  • News release 2012/95 - Media Invited: Experts in Vancouver to discuss crowdfunding and best interest standard

Decisions, Settlements, Hearings, and Temporary Orders

 (Enforcement)

Cease Trade Orders and Revocations

 (Failure to File)

Exemption Orders