Weekly Reports
Updates for the week ending January 4, 2013
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- BCN 2013/01 - Notice and Request for Comment - Proposed Revocation of BC Instrument 32-513 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions and BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities
The comment period ends on February 4, 2013.
- MFDA - Request for Comment (link no longer operational): Proposed amendments to MFDA By-law No. 1 (Definitions), MFDA Rule 2.5.5 (Branch Manager) and MFDA Policy No. 2 (Minimum Standards for Account Supervision)
The BCSC is publishing for a 90-day comment period proposed amendments to MFDA By-law No. 1 (Definitions), MFDA Rule 2.5.5 (Branch Manager) and MFDA Policy No. 2 (Minimum Standards for Account Supervision). Section V of the MFDA's notice sets out the process for submitting comments.
News and Events
- No new documents
Decisions, Settlements, Hearings, and Temporary Orders (Enforcement)
- No new documents
Cease Trade Orders and Revocations (Failure to File)
- No new documents
Exemption Orders
- No new documents