Weekly Reports
Updates for the week ending June 7, 2013
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- 11-322 - Extension of Consultation Period - Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids and National Instrument 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issues, Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids, Proposed National Instrument 62-105 Security Holder Rights Plans and Proposed Companion Policy 62-105CP Security Holder Rights Plans
The comment period has been extended to July 12, 2013. - BCN 2013/04 - Notice of Varied BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities
The BC Securities Commission is extending BC Instrument 32-517 Exemption from Dealer Registration Requirement for Trades in Securities of Mortgage Investment Entities until June 30, 2014. - Multilateral CSA Staff Notice 91-302 - Updated Model Rules – Derivatives: Product Determination and Trade Repositories and Derivatives Data Reporting
Participating members of the CSA are publishing this paper to obtain public comment on two amended model rules relating to derivatives regulation: a rule relating to product determination and a rule regarding trade repositories and derivatives data reporting. The comment period expires September 6, 2013
News and Events
- News release 2013/35 - Canadian Securities Regulators seek comment on Derivatives Rules relating to Product Determination and Trade Repositories and Data Reporting
- News release 2013/36 - BCSC alleges that Vancouver Island man illegally advised hundreds of people and perpetrated fraud
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- David Michael Michaels and 509802 BC Ltd. doing business as Michaels Wealth Management Group - Notice of Hearing
Cease Trade Orders and Revocations
(Failure to File)- CMX Gold & Silver Corp. - Revocation Order
- Kelowna Mountain Limited Partnership - Partial Revocation Order
- Anavex Life Sciences Corp. - Halt Trade Order
- Andrew Male (the Insider) And Cancana Resources Corp. - Cease Trade Order
- AutoTradeCenter Canada Ltd. and Rhonda Corporation - Partial Revocation Order
- MBMI Resources Inc., New Moon Minerals Corp., Rheingold Exploration Corp. (each referred to separately as the Reporting Issuer) - Cease Trade Order
- Montreux Capital Corp. - Cease Trade Order
Exemption Orders
- No new documents