Weekly Reports
Updates for the week ending November 16, 2018
- No new documents
- No new documents
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
Decisions, Settlements, Hearings & Temporary Orders
- James Marc Gravelle (also known as Marc Joseph James Gravelle and Marc James Gravelle) and WY ATAP Investments Inc. - Hearing Notice – Hearing Date
Cease Trade Orders & Revocations
- Alan Tam, Yun Zhu (each referred to separately as the Insider) and HooXi Network Inc. - Revocation Order
- No new documents