Weekly Reports
Updates for the week ending November 15, 2019
- 51-359 - CSA Multilateral Staff Notice 51-359 Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry
The Canadian Securities Administrators are providing guidance to help cannabis issuers strengthen their governance disclosures, including disclosure of financial interests in significant corporate transactions. While directed towards cannabis issuers, the guidance is equally relevant to other reporting issuers, including those operating in emerging growth industries.
- News release 2019/70 - Canadian securities regulators outline corporate governance disclosure expectations for cannabis issuers
- News release 2019/71 - Canadian securities regulators sign fintech co-operation agreement with the Monetary Authority of Singapore
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new events
Decisions, Settlements, Hearings & Temporary Orders
- No new documents
Cease Trade Orders & Revocations
- David Dinesen, Rodrigo Santana, and CubicFarm Systems Corp. - Revocation Order
- GroGenesis, Inc. - Cease Trade Order
- Freedom Energy Inc. - Partial Revocation Order
- No new documents