Disciplined List
Linde, William Carey
-
Date of Order or Settlement:
1991-06-13 -
Banned Until:
1993-06-07
Sanction:
-
2-year trading ban
Supporting Documents:
Violation:
- llegal distribution
- Failure to abide by terms of previous agreement with the Commission (see Settlement/Order)
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,250