Disciplined List
Dyer, Donald Verne
-
Date of Order or Settlement:
2012-04-03 -
Banned Until:
2022-04-03
Sanction:
- 10-year trading ban with conditions
- 10-year ban from relying on registration and prospectus exemptions
- 10-year director/officer ban
- 10-year ban from becoming or acting as a registrant or promoter
- 10-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
- 10-year investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
- Unregistered trading
- Calling residences for the purposes of trading securities
Ruling Body:
BCSCPayment Agreed/Ordered:
$65,000