Disciplined List
Specogna, Lucia
-
Date of Order or Settlement:
1996-02-29 -
Banned Until:
1997-03-01
Sanction:
- 1-year trading ban
- Indefinite director/officer ban with conditions
Supporting Documents:
Violation:
-
Failure to fulfill duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000