Enforcement

Disciplined List

Tamaki, Michael

Date of Order or Settlement:

1995-12-12
Banned Until:

1996-06-08

Sanction:

6-month suspension of registration with conditions

Supporting Documents:

Settlement/Order

Violation:

Trading in violation of a cease trade order
Unauthorized trading

Ruling Body:

BCSC

Payment Agreed/Ordered:

$25,000