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Enforcement

Disciplined List

Zucchet, Dale

  • Date of Order or Settlement:

    2014-01-17

  • Banned Until:

    2019-01-16

Sanction:


  • 5-year ban from purchasing and trading in securities or exchange contracts (with conditions) (2014)
  • 5-year director/officer ban (with conditions) (2014)
  • 5-year ban from becoming or acting as a promoter (with conditions) (2014)
  • 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions) (2014)
  • 5-year investor relations ban (with conditions) (2014)

Supporting Documents:

Violation:

  • Illegal distribution
  • Misrepresentations

Ruling Body:

BCSC

Payment Agreed/Ordered:

$15,000