Disciplined List
Hamelin, Maurice
-
Date of Order or Settlement:
1991-11-22 -
Banned Until:
2011-11-22
Sanction:
- 20-year trading ban
- 20-year director/officer ban
Supporting Documents:
Violation:
- Failure to report material facts
- Misrepresentation
- Failure to file insider reports
- Failure to fulfill the duties and responsibilities of a director
- Failutre to act honestly, in good faith, and in the best interests of the client
Ruling Body:
BCSCPayment Agreed/Ordered:
Costs