Disciplined List
Hargitai, G. Gerry
-
Date of Order or Settlement:
1992-04-29 -
Banned Until:
2017-04-29
Sanction:
- 25-year trading ban
- 25-year director/officer ban
Supporting Documents:
Violation:
- Fraud
- Stock Manipulation
- Misrepresentation
- Misapproriation of funds
- Failure to act honestly, in good faith, and in the best interests of the client
Ruling Body:
BCSCPayment Agreed/Ordered:
$29,554 in costs