Disciplined List
Hoogewerf, Peter
-
Date of Order or Settlement:
2002-05-08 -
Banned Until:
2004-05-08
Sanction:
- 2-year trading ban with conditions
- 2-year director/officer ban conditions
- 2-year investor relations ban
- An undertaking to comply fully with the Securities Act, Securities Rules, and applicable regulations
Supporting Documents:
Violation:
- Misrepresentations
- Failure to fulfill the duties and responsibilities of a director