Disciplined List
Cleveland, Derrick W.
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Date of Order or Settlement:
2006-06-15
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent investor relations ban
- An undertaking to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
- An undertaking to never apply for registration under the Act
Supporting Documents:
Violation:
- Acting contrary to the public interest