Disciplined List
Mueller, Ingo W.
-
Date of Order or Settlement:
2006-12-01 -
Banned Until:
2009-12-01
Sanction:
- 3-year director/officer ban with conditions
- 3-year investor relations ban with conditions
- An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Misrepresentations
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$35,000 plus $5,000 in costs