Disciplined List
Good, Richard Robert
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Date of Order or Settlement:
2007-06-08
Sanction:
- Permanent trading ban with conditions
- Permanent director/officer ban
- Permanent investor relations ban
- An Order to comply fully with the Securities Act, the Securities Rules and regulations
Supporting Documents:
Violation:
- Unregistered trading
- Unregistered distribution
- Misrepresentations
- Fraud
- Acting contrary to the public interest