Disciplined List
Jung, Henry
-
Date of Order or Settlement:
2009-01-19 -
Banned Until:
2024-01-18
Sanction:
- 15-year trading ban with conditions
- 15-year director/officer ban with conditions
- 15-year ban from becoming or acting as a registrant, investment fund manager or promoter
- 15-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
- 15-year investor relations ban
Supporting Documents:
Violation:
- Illegal trading
- Illegal distribution
- Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$70,000