Disciplined List
Yeandle, C. Philip
-
Date of Order or Settlement:
1992-03-12 -
Banned Until:
2007-03-12
Sanction:
- 8-year trading ban with conditions
- 15-year director/officer ban
Supporting Documents:
Violation:
- Stock manipulation
- Unregistered distribution
- Failure to file insider reports
- Failure to file documents
- Misrepresentations
- Failure to disclose material changes
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000 plus $5,000 in costs