Disciplined List
Kehoe, Sean Francis
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Date of Order or Settlement:
1993-05-13
Sanction:
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An order to successfully complete PUBCO1, the course of Organization and Managing a Public Company, or an equivalent courses before becoming a director or officer of a reporting issuer
Supporting Documents:
Violation:
- Preparing and filing a take-over bid that did not comply with the Securities Act
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000