Disciplined List
Winter, Lynn Ellen
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Date of Order or Settlement:
1993-06-17
Sanction:
- 2-year trading ban following filing of insider reports
- 2-year director/officer ban following filing of insider reports
- An undertaking to file the insider reports within 30 days
- An undertaking to comply with the Securities Act and Securities Regulation
Supporting Documents:
Violation:
- Failure to file insider reports
- Unregistered distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$500