Disciplined List
Specogna, Efrem Mario Maurizio
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Date of Order or Settlement:
1996-02-29 -
Banned Until:
2000-02-29
Sanction:
- 4-year trading ban
- 4-year director/officer ban with conditions
Supporting Documents:
Violation:
-
Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000