Disciplined List
Jimenez, Ana Victoria aka Harris, Ana
-
Date of Order or Settlement:
2000-06-27 -
Banned Until:
2010-06-27
Sanction:
- 10-year trading ban
- 10-year director/officer ban
- 10-year investor relations ban\
- An undertaking to comply fully with the Securities Act and Securities Rules and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Misrepresentations
- Acting contrary to the public interest