Disciplined List
Keating, Kenneth Murrary
-
Date of Order or Settlement:
2002-01-29 -
Banned Until:
2007-01-29
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban
Supporting Documents:
Violation:
- Wash trading
- Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000 plus $2,500 in costs