Disciplined List
Beecroft, Nola Wanda
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Date of Order or Settlement:
2010-10-29 -
Banned Until:
2015-10-29
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- 5-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
- 5-year investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
- Acting contrary to the public interest