Disciplined List
Ball, Matthew
-
Date of Order or Settlement:
2013-12-19
Sanction:
- An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
- An Undertaking to complete a course of study on the requirements of NI 43-101
Supporting Documents:
Violation:
-
Breaching Canadian mining rules
Ruling Body:
BCSCPayment Agreed/Ordered:
$20,000