Disciplined List
Golic, Adis (aka Ady Golic)
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Date of Order or Settlement:
2014-07-11 -
Banned Until:
2011-07-21
Sanction:
- 7-year trading ban
- 7-year director/officer ban
- 7-year ban from becoming or acting as a registrant or promoter
- 7-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
- 7-year investor relations ban
Supporting Documents:
Violation:
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Illegal distribution