Enforcement

Disciplined List

Callaghan, James Francis (J. Frank)

Date of Order or Settlement:

2015-10-22
Banned Until:

2016-10-22

Sanction:

1-year director/officer ban
1-year investor relations ban
An undertaking to complete a course of study acceptable to the Executive Director on the requirements of NI43-101 within one year of the date of the settlement agreement

Supporting Documents:

Violation:

Disclosure violations
Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$30,000