Disciplined List
Wiegel, Jeffrey Karl
-
Date of Order or Settlement:
2015-02-25 -
Banned Until:
2025-02-23
Sanction:
- 10-year trading ban (with conditions)
- 10-year director/officer ban
- 10-year ban from becoming or acting as a promoter
- 10-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 10-year investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$3,625,000 in disgorgement (Varied (Stayed) – January 15, 2018) plus an administrative penalty of $100,000