Disciplined List
Nawata , Richard Dean Reoji
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Date of Order or Settlement:
2016-10-21 -
Banned Until:
2017-10-21
Sanction:
- 1-year director/officer ban (with conditions)
- 1-year ban from becoming or acting as a registrant or promoter (with conditions)
- 1-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions)
- 1-year investor relations ban (with conditions)
Supporting Documents:
Violation:
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Breach of a cease trade order
Ruling Body:
BCSCPayment Agreed/Ordered:
$6,000