Disciplined List
Sumal, Kamaljeet Kaur (aka Kayla or Kay)
-
Date of Order or Settlement:
2016-05-11 -
Banned Until:
2017-05-11
Sanction:
- 1-year director/officer ban with conditions
- An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Making false or misleading statements
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000