Enforcement

Disciplined List

Weigel, Dennis Carl

Date of Order or Settlement:

2016-08-17
Banned Until:

2017-08-17

Sanction:

1-year ban from purchasing and trading in any securities (with conditions)
1-year ban from relying on any exemptions set out in the Securities Act, in the regulations a decision as defined in the Securities Act (with conditions)
1-year director/officer ban
1-year ban from becoming or acting as a registrant or promoter
1-year ban from acting in a management or consultative capacity in connection with activities in the securities market
1-year investor relations ban

Supporting Documents:

Violation:

Illegal distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$5,200 in disgorgement and an administrative penalty of $5,000