Disciplined List
Rene Joseph, Branconnier
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Date of Order or Settlement:
2017-11-16 -
Banned Until:
2036-02-02
Sanction:
- 18-year ban from purchasing and trading in securities (with conditions)
- 18-year director/officer ban
- 18-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision
- 18-year ban from acting in a management or consultative capacity in connection with activities in the securities market