Hearing Details
Saafnet Canada Inc.; Nizam Dean; Daljinder Nagra; Vikash Sami; Executive Director
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Date Opened:
2012-08-07 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Submissions complete; Findings rendered; Submissions complete; Decision rendered
Hearing Dates:
2012-08-21; 2012-09-18; 2012-10-02; 2013-04-17; 2013-05-13 - 2013-05-16; 2013-06-04; 2013-07-12; 2013-10-09; 2014-02-13;
Initial Allegations:
Illegal distribution; Trading without registration
Hearing Panel:
Judith Downes
Please Note:
On May 2, 2013, the Executive Director entered into a settlement agreement with Mr. Nagra and discontinued proceedings against him. The hearing against the remaining respondents is concluded. The Panel issued its decision on March 14, 2014.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
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2014-03-19
|
News Release - Decision
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2014-03-14
|
2014 BCSECCOM 96
|
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2013-10-22
|
News release - Findings
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2013-10-16
|
2013 BCSECCOM 442
|
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2013-07-18
|
Hearing Notice - Hearing Date, 2013 BCSECCOM 275
|
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2013-06-28
|
Hearing notice - hearing dates, 2013 BCSECCOM 238
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2013-05-10
|
Amended Notice of Hearing, 2013 BCSECCOM 164
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2013-05-07
|
Daljinder Nagra, Order and Settlement Agreement
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2013-05-02
|
Daljinder Nagra, 2013 BCSECCOM 127
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2013-05-02
|
Daljinder Nagra, 2013 BCSECCOM 85 and 86
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2013-04-24
|
Application by Saafnet Canada Inc., Nizam Dean and Vikash Sami for a ruling regarding whether the limitation period in s. 159 of the Act applies.
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2012-08-07
|
Notice of hearing, 2012 BCSECCOM 309
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2012-08-07
|
News release
|