Registrant Outreach Workshop, May 2017

Embedded fee proposals, small firm guidance, accounting for leases, change of business models, and other current issues

WhenThursday, May 11, 2017
This event has passed.
WhereRoom 282/284, BCIT Downtown Campus, 555 Seymour Street (NEW LOCATION)
Vancouver BC
ContactIf you have questions, please contact us at

Our Registrant Outreach Workshop provides tips and information for you to comply with your regulatory requirements as quickly and easily as possible. Specifically, the session on May 11, 2017 discussed CSA proposals to ban embedded fees, small firm guidance, and changes to accounting for leases. Finally, the CMR Compliance Managers discussed changes needed when changing business models, and what they have seen in exams of dealers, advisers, and IFMs.


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