Disciplined List
Adam, Mitchell Gordon
-
Date of Order or Settlement:
2019-03-04 -
Banned Until:
2023-03-04
Sanction:
- 4-year ban from purchasing and trading in securities (with conditions)
- 4-year director/officer ban (with conditions)
- 4-year ban from becoming or acting as a registrant or promoter
- 4-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 4-year investor relations ban